Old Mutual
Lets Write Africa’s Story Together!
Old Mutual is a firm believer in the African opportunity and our diverse talent reflects this.
Job Description
• Establishing and continuously improving a consistent operating
framework for the identification, management, monitoring and
reporting of compliance risks and issues.
• Reporting compliance breaches to the Head of Compliance on a
monthly /quarterly basis.
• Handle the management and execution of second line monitoring and
assessment program for Anti-Money Laundering/Counter-Terrorism
Financing (AML/CTF).
• Improve and maintain AML/CTF policies and procedures.
• Provide relevant compliance reporting to ensure completion and
proper analysis of suspicious activity reports.
• Ensure detailed and prompt investigation of all AML/CTF incidents and
cases.
• Maintain a proper register of all incidents reported internally and
externally
• Monitoring the performance of the Compliance Program and related
activities on a continuing basis, taking appropriate steps to improve its
effectiveness.
• Identifying applicable Legislation, Regulatory Directives and analyzing
the impact thereof on the Group and applying this to Group processes
and procedures, current/new projects and current/new products.
• Ensuring that internal policies do not contravene current and/or
proposed Legislation, Regulatory Directives, Rules and Regulations.
• Assist in general compliance awareness, AML/CTF and refresher training.
The purpose of this role is to provide an efficient and effective service for the Compliance function which contributes to business growth and strategy realisation.
Responsibilities
Regulatory and Compliance Management
Investigate all kinds of incidents and reports and provide expert advice to more senior colleagues. Minimize risk exposures and ensure adherence with regulatory standards by working with all internal functions to make sure compliance programs are properly implemented.
Regulatory Affairs
Take responsibility for managing and delivering a designated work program.
Document Preparation
Organize and prepare complex documents using a variety of applications for technology devices, such as standard office software. Also responsible for gathering and summarizing data for special reports.
Information and Business Advice
Resolve queries from internal or external customers or suppliers by providing information on complex processes and the related policies, referring issues to others where necessary for interpretation of policy.
Policies and Procedures Development
Develop, test, and maintain procedures and guidelines to support the organization in the implementation of, and compliance with, internal policies and/or external regulations.
Financial and Commercial Risk Identification
Identify and escalate commercial or financial risks for construction works, to aid risk management.
Recommendations
Advise managers how to apply a wide variety of existing procedures and precedents.
Training development and delivery
Develop training courses to fill gaps in existing programs, methods, or tools. Run training programs for specific technical areas using prepared content.
Personal Capability Building
Develop own capabilities by participating in assessment and development planning activities as well as formal and informal training and coaching; gain or maintain external professional accreditation, where relevant, to improve performance and fulfill personal potential. Maintain an understanding of relevant technology, external regulation, and industry best practices through ongoing education, attending conferences, and reading specialist media.
Skills
Compliance Software, Computer Literacy, Customs Compliance, Data Compilation, Engineering Standards, Evaluating Information, Learning and Development (L&D), Legal Practices, Management Reporting, Oral Communications, Professional Presentation, Regulatory Compliance Management
Competencies
Action Oriented
Communicates Effectively
Decision Quality
Ensures Accountability
Instills Trust
Manages Complexity
Optimizes Work Processes
Organizational Savvy
Education
Bachelor Of Law: Finance, Economics (Required)
Closing Date
21 April 2025 , 23:59
he Old Mutual Story!
To apply for this job please visit oldmutual.wd3.myworkdayjobs.com.